JM Tax & Financial LLC
RIASEC Registered
Total AUM
$4.5M
Discretionary
$4.4M
97% of AUM
Avg account
$93.3K
Accounts
48
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 304591
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI63.86%
- Individuals36.14%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
JM Tax & Financial LLC is an independent registered investment adviser organized as an LLC and owned by an individual. The firm combines accounting services with financial planning and portfolio management for individuals and small businesses, and its stated client base is individual and family clients. Compensation is a mix of percentage-of-AUM and fixed fees. The firm is not flagged as an active ESG investor, does not identify as a multi-state adviser, and is not positioned as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds96%
- Cash & Cash Equivalents4%
Contacts
1 of 1John Mitchell
CCOCRD 4866138
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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