Jefferies Investment Advisers LLC

RIASEC RegisteredEst. 2023

Total AUM

$5.2B

Discretionary

$4.7B

91% of AUM

Avg account

$2.6M

Accounts

2,020

Employees

119

Advisory reps

120

Firm details

Headquarters: New York, New York
CRD number: 325421
Registered since: April 20, 2023
Website: www.jefferies.com
Custodians: PERSHING LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: Corporations / Businesses59.27%
Individuals40.25%
Pension & Profit Sharing Plans0.41%
Sovereign Wealth Funds0.06%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Jefferies Investment Advisers LLC is an independent registered investment adviser and designated capital allocator that began SEC registration in 2023. It serves both individual/family and institutional clients and bills on a percentage-of-AUM and fixed-fee basis. Advisory capabilities reported include financial planning, portfolio management for individuals, small businesses, and institutions, plus selection of outside managers. The firm is not an active ESG investor. Its regulatory and business footprint extends beyond pure advisory work: filings list affiliations or activities tied to broker-dealer functions, other investment-adviser roles, security‑based swap dealing, commodity/futures roles (CPO/CTA and futures commission merchant), insurance company activity, real estate brokerage, and sponsoring or managing limited partnerships and pooled vehicles.