JEFFERIES FINANCE LLC

RIASEC RegisteredEst. 2012

Total AUM

$24.6B

Discretionary

$23.1B

94% of AUM

Avg account

$439M

Accounts

Employees

124

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 162264
Registered since: April 2, 2012
Website: www.jefferies.com
Custodians: STATE STREET BANK AND TRUST COMPANY, THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles60.13%
Other39.87%
Services: Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Jefferies Finance LLC is an SEC‑registered limited liability company that operates as a multifaceted fund manager, with primary activity in private equity and securitized-asset strategies. Registered in 2012, the firm serves institutional clients and provides portfolio management for pooled investment vehicles as well as for businesses and other institutions. Its compensation model combines a percentage-of-assets fee with performance-based fees, and it identifies as an active ESG investor. Regulatory and industry roles tied to the organization extend beyond advisory functions and include broker-dealer activity, registered security‑based swap dealing, CPO/CTA and futures commission merchant roles, insurance‑company functions, real estate brokerage, and sponsor/GP responsibilities for pooled vehicles.