Jain Capital Management LLC

RIASEC Registered
Total AUM
$19.4M
Discretionary
$19.4M
100% of AUM
Avg account
$882K
Accounts
22
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
144836
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI45.18%
  • Pension & Profit Sharing Plans24.03%
  • Individuals15.88%
  • Corporations / Businesses14.91%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Jain Capital Management LLC is a small, privately owned investment adviser focused on discretionary portfolio management for individuals, families and small businesses. The firm runs a concentrated book of business and leans heavily on pooled public funds as the primary vehicle for client exposure. Its fee model includes both a percentage-of-AUM fee and performance-based fees, which suggests an active approach to portfolio construction and the potential for incentive-aligned strategies on select client mandates. Service offering centers on bespoke portfolio management rather than institutional consulting or broad advisory platforms. Custody and execution are consolidated through Interactive Brokers, indicating a preference for a low-cost, brokerage-driven custody relationship that supports mutual fund and liquid market transactions.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 95%, Derivatives 5%95%
  • Public Funds/Mutual Funds95%
  • Derivatives5%

Contacts

1 of 1
  • Sandeep Jain

    Principal OfficerCRD 5397638

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth