J. W. Cole Advisors, Inc.

RIASEC RegisteredEst. 2001
Total AUM
$8.2B
Discretionary
$6.7B
82% of AUM
Avg account
$264K
Accounts
31,247
Employees
550
Advisory reps
495

Firm details

Headquarters
Tampa, Florida
CRD number
112294
Registered since
November 23, 2001
Website
www.jw-cole.com
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals62.39%
  • HNWI33.3%
  • Corporations / Businesses2.81%
  • Charitable Organizations1.42%
  • Pension & Profit Sharing Plans0.08%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

J. W. Cole Advisors, Inc. is a corporate independent broker-dealer that has been SEC-registered since 2001. The firm serves individual and family clients as well as institutional accounts and combines broker-dealer activities with advisory work. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, manager selection, and educational seminars. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. The firm reports owner types that include domestic entities and individuals and does not identify itself as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 61%, Exchange Traded Equities 26%, Cash & Cash Equivalents 11%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%61%
  • Public Funds/Mutual Funds61%
  • Exchange Traded Equities26%
  • Cash & Cash Equivalents11%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

3 of 16
  • Heather Calla

    Heather Calla

    Founder & CEOCRD 5216759

  • Ryan Krauss

    Ryan Krauss

    CEO and PresidentCRD 6175785

  • Michael Pickarski

    Michael Pickarski

    CEO and Retirement PlannerCRD 6020000

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Contacts

3 of 479
  • John Kennedy

    John Kennedy

    Partner, Senior Wealth AdvisorCRD 5644048

  • Trevor Johnson

    Investment Advisor RepresentativeCRD 5654568

  • Steven Foster

    Steven Foster

    Founder & Wealth AdvisorCRD 5670420

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1,848

Active vs passive

$7B in ETFs

Passive

82%

$5.7B

Active

15%

$1.3B

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$128M174,3121.83%
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Location

Primary office

Tampa, FL

Hillsborough

Location

Tampa, FL

Headquartered in Tampa, FL, in the South of the United States.

Region
South
County
Hillsborough
Address
4301 Anchor Plaza Pkwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth