J. SAFRA ASSET MANAGEMENT CORPORATION

RIASEC RegisteredEst. 2004
Total AUM
$6.3B
Discretionary
$6.2B
98% of AUM
Avg account
$1.8M
Accounts
3,440
Employees
22
Advisory reps
17

Firm details

Headquarters
New York, New York
CRD number
131243
Registered since
April 15, 2004
Custodians
THE BANK OF NEW YORK MELLON, SAFRA SECURITIES LLC, FIDELITY DISTRIBUTORS COMPANY LLC, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure
Percentage of AUM, Fixed Fees, Other
Client types
  • HNWI89.11%
  • Pooled Investment Vehicles3.89%
  • Corporations / Businesses3.87%
  • Individuals2.41%
  • Insurance Companies0.72%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

J. Safra Asset Management Corporation is a corporate investment adviser and insurance broker-dealer that manages capital for both individuals/families and institutional clients. The firm, SEC-registered since 2004, offers a mix of portfolio management and financial planning services across retail and pooled vehicles, and also performs selection-of-other-advisers duties. Its fee arrangements include percentage-of-AUM and fixed-fee models, and it acts as a capital allocator rather than solely a discretionary subadvisor. Industry affiliations extend into banking, trust, and insurance channels, and the firm sponsors and manages pooled investment vehicles in addition to broker-dealer activity.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 46%, Private Funds 33%, Investment Grade Corp Bonds 6%, Public Funds/Mutual Funds 4%, Cash & Cash Equivalents 4%, Non-Investment Grade Corp Bonds 3%, State & Local Bonds 2%, US Government Bonds 1%, Other 1%46%
  • Exchange Traded Equities46%
  • Private Funds33%
  • Investment Grade Corp Bonds6%
  • Public Funds/Mutual Funds4%
  • Cash & Cash Equivalents4%

Owners & executives

3 of 4
  • Fernanda Araujo

    Chief Compliance OfficerCRD 5307300

  • SIMONI MORATO

    CEOCRD 5568481

  • PARIN TOLIA

    Chief Investment OfficerCRD 3237719

Unlock 1 more executives

Contacts

3 of 13
  • ADRIANO VIEIRA

    Vice PresidentCRD 6412363

  • Leonardo Leta Furtado

    AVPCRD 8138061

  • Enzo Gorgulho Jordao Elia

    AssociateCRD 7984785

Unlock 10 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 105

Active vs passive

$3B in ETFs

Passive

95%

$2.8B

Active

4%

$159M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$216M374,3287.19%

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
546 5th Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth