J.C. GOODGAL, INC.

RIASEC Registered
Total AUM
$16.2M
Discretionary
$16.2M
100% of AUM
Avg account
$674K
Accounts
24
Employees
3
Advisory reps
2

Firm details

Headquarters
,
CRD number
128318
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI92.22%
  • Individuals6.78%
  • Pension & Profit Sharing Plans1%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

J.C. Goodgal, Inc. is a small, corporate registered investment adviser that manages discretionary portfolios for both individual/family clients and institutional or business accounts. The firm charges clients on a percentage-of-assets-under-management basis and focuses its active portfolio work on direct portfolio management for individuals, small businesses, and larger business or institutional clients. Equity exposure is the primary allocation preference, and the firm also sponsors or serves as a general partner/managing member of pooled investment vehicles, indicating a hands-on role in structuring or running certain funds or partnerships. J.C. Goodgal, Inc. does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 48%, Other 30%, US Government Bonds 17%, Cash & Cash Equivalents 5%48%
  • Exchange Traded Equities48%
  • Other30%
  • US Government Bonds17%
  • Cash & Cash Equivalents5%

Contacts

2 of 2
  • JAY GOODGAL

    PresidentCRD 1396919

  • SUSAN LEE

    ShareholderCRD 5315818

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth