J. Brooks & Company, LLC

RIASEC Registered
Total AUM
$8.5M
Discretionary
$8.5M
100% of AUM
Avg account
$712K
Accounts
12
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
154893
Fee structure
Percentage of AUM
Client types
  • Individuals55.67%
  • HNWI44.33%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

J. Brooks & Company, LLC is an independent, owner-operated registered investment advisory firm organized as an LLC. The firm serves individual and family clients and bills advisory services as a percentage of assets under management. Its advisory scope includes financial planning and portfolio management for individuals, small businesses, and institutional/business clients. The firm also operates as an insurance broker and maintains an affiliation with an insurance company. J. Brooks & Company does not identify as an active ESG investor, is not multi-state registered, and does not position itself as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 80%, Cash & Cash Equivalents 20%80%
  • Exchange Traded Equities80%
  • Cash & Cash Equivalents20%

Contacts

1 of 1
  • Jamal Brooks

    Jamal Brooks

    Managing MemberCRD 5334867

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth