Iwms LLC
Firm details
- Headquarters
- ,
- CRD number
- 298758
- Custodians
- INTERACTIVE BROKERS LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI100%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Iwms LLC is a small, independent registered investment adviser serving individual and family clients, as well as small businesses. The firm provides financial planning and portfolio management and charges a mix of percentage-of-AUM, hourly, and fixed fees. Its public disclosures show a clear investment emphasis on fixed-income instruments—municipal (state and local) bonds are the largest allocation—while the adviser also deploys externally managed alternative exposure to commodities and oil & gas. Governance and operating profile point to a single-owner, single-office practice that manages a concentrated book of business. Iwms LLC is not flagged as an active ESG investor and is not positioned as a multi-state or pension consultant adviser. The mix of discretionary and non‑discretionary mandates indicates the firm acts with delegated authority on a material portion of client assets while retaining advisory relationships that remain client-directed.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- State & Local Bonds50%
- Exchange Traded Equities24%
- Investment Grade Corp Bonds16%
- US Government Bonds8%
- Cash & Cash Equivalents2%
Contacts
1 of 1Tyrone Lin
Wealth Management AdvisorCRD 7010670
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
Similar firms
RCS Wealth Management
RIACentennial, CO
Mercer Island Capital Management, LLC
RIARelativity Capital Advisors, LLC
RIAGreensboro, GA
Insignia Wealth Advisory
RIAOpelika, AL