IOR

RIASEC RegisteredEst. 2024
Total AUM
$127M
Discretionary
$127M
100% of AUM
Avg account
$31.6M
Accounts
4
Employees
11
Advisory reps
2

Firm details

Headquarters
CLAYTON, Missouri
CRD number
311647
Registered since
March 5, 2024
Custodians
U.S. BANK, N.A.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Charitable Organizations100%
Services
Portfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

IOR is a limited liability company that registered with the SEC in 2024 and is owned by an individual. Its stated advisory activity focuses on portfolio management for businesses or institutional clients. The firm charges asset-based fees alongside performance-based fees, and it does not identify as an active ESG investor. The snapshot classifies the firm as unclassified and indicates it is not a capital allocator, not a multi-state adviser, and not part of a related-adviser structure.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 74%, Private Funds 9%, US Government Bonds 5%, Investment Grade Corp Bonds 5%, Cash & Cash Equivalents 4%, Non-Investment Grade Corp Bonds 3%74%
  • Public Funds/Mutual Funds74%
  • Private Funds9%
  • US Government Bonds5%
  • Investment Grade Corp Bonds5%
  • Cash & Cash Equivalents4%

Contacts

2 of 2
  • JAMES KELLY

    PartnerCRD 5674737

  • ANTHONY WASKIEWICZ

    CCOCRD 2149426

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

CLAYTON, MO

SAINT LOUIS

Location

CLAYTON, MO

Headquartered in CLAYTON, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area
St. Louis-St. Charles-Farmington, MO-IL
Region
Midwest
County
SAINT LOUIS
Address
8301 Maryland Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth