Investment Initiatives, LLC
Firm details
- Headquarters
- ,
- CRD number
- 170334
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI40.84%
- Banking / Thrift Institutions19.29%
- Pension & Profit Sharing Plans16.66%
- Charitable Organizations13.25%
- Individuals9.95%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Investment Initiatives, LLC is an independent, owner-operated advisory firm that works primarily with individuals and families on a fee-for-assets basis. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm is structured as a limited liability company and is state‑registered in Michigan, Ohio and Virginia. The business model centers on discretionary portfolio management alongside non‑discretionary relationships, with a clear tilt toward equity exposure as the primary investment preference.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities38%
- Cash & Cash Equivalents38%
- Investment Grade Corp Bonds24%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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