International Assets Investment Management, LLC
Firm details
- Headquarters
- Orlando, Florida
- CRD number
- 144426
- Registered since
- July 5, 2007
- Website
- www.iaac.com
- Custodians
- RBC CAPITAL MARKETS, LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI60.02%
- Individuals36.75%
- Corporations / Businesses3.22%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
International Assets Investment Management, LLC is an independent registered investment adviser organized as an LLC. The firm has been registered with the SEC since 2007 and positions itself as a capital allocator serving both individual/family clients and institutional relationships. Its advisory offering includes financial planning, portfolio management for individuals and small businesses as well as for larger businesses and institutions, pension consulting and the selection of third‑party advisers. Fee arrangements are a mix of percentage of assets under management, hourly billing and fixed fees. The firm reports industry affiliations that include broker‑dealer, other investment adviser, law firm and insurance company relationships. It does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities45%
- Public Funds/Mutual Funds35%
- Cash & Cash Equivalents12%
- Investment Grade Corp Bonds4%
- Non-Exchange Traded Equities1%
Owners & executives
3 of 7
Matthew Lampman
President, Chief Operating OfficerCRD 6132493

Ann Moore
Chief Business Development OfficerCRD 5535928

Michael Spartz
President, CEOCRD 1504058
Contacts
3 of 115Kevin Hall
Financial AdvisorCRD 5684384

Daniel Nelson
Senior Tax AccountantCRD 5707212

Jose Da Cruz
Investment Adviser RepresentativeCRD 5708542
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1,255Active vs passive
$771M in ETFs
79%
$610M
17%
$160M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $44.4M | 61,186 | 5.76% |
Location
Orlando, FL
Orange
Location
Orlando, FL
Headquartered in Orlando, FL, anchoring the Orlando-Lakeland-Deltona, FL metro in the South.
- Metro area
- Orlando-Lakeland-Deltona, FL
- Region
- South
- County
- Orange
- Address
- 111 N Orange Ave
- Time zone
- ET (UTC-5)
- Office locations
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