Institutional Shareholder Services Inc.

RIASEC Registered
Total AUM
—
Avg account
$0
Accounts
0
Employees
3,350
Advisory reps
3

Firm details

Headquarters
Rockville, Maryland
CRD number
111940
Registered since
December 22, 1997
Fee structure
Subscription Fees, Fixed Fees, Other
Services
Pension ConsultingPublication of PeriodicalsSecurity Ratings / Pricing Services

Firm profile

FINTRX

Overview

Institutional Shareholder Services Inc. is a corporate, institutional-focused registered investment adviser that has been SEC-registered since 1997. The firm operates primarily as an adviser and pension consultant to institutional clients and provides ancillary services including pension consulting, publication of periodicals or newsletters, and security ratings or pricing services. Its client billing mixes subscription and fixed-fee arrangements along with other fee types. Institutional Shareholder Services Inc. identifies itself as an active ESG investor, and that focus appears aligned with its security-ratings and publication activities. Ownership is listed as a combination of a domestic entity and an individual.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Rhea Jones

    Chief Compliance OfficerCRD 8040310

Contacts

2 of 2
  • Terrence Shen

    General CounselCRD 2796052

  • Virginia Gomez

    CRD 8344533

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Rockville, MD

Montgomery

Location

Rockville, MD

Headquartered in Rockville, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Montgomery
Address
702 King Farm Blvd
Time zone
ET (UTC-5)
Office locations

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