Institutional Shareholder Services Inc.

RIASEC RegisteredEst. 1997
Total AUM
Avg account
$0
Accounts
0
Employees
3,350
Advisory reps
3

Firm details

Headquarters
Rockville, Maryland
CRD number
111940
Registered since
December 22, 1997
Fee structure
Subscription Fees, Fixed Fees, Other
Services
Pension ConsultingPublication of PeriodicalsSecurity Ratings / Pricing Services

Firm profile

FINTRX

Overview

Institutional Shareholder Services Inc. is organized as a corporation and is classified in the data as an institutional registered investment adviser that serves institutional clients. The firm has been SEC-registered since 1997 and operates primarily as an advisory and research provider rather than a discretionary capital allocator. Its client-facing model relies on subscription and fixed-fee arrangements in addition to other fee structures. Advisory activities listed for the firm emphasize pension consulting, publication of periodicals or newsletters, and security ratings/pricing services. The dataset also flags the firm as an active ESG investor, and it is identified as a pension consultant and an institutional adviser in industry affiliations.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Rhea Jones

    Chief Compliance OfficerCRD 8040310

Contacts

2 of 2
  • Gary Retelny

    Gary Retelny

    PresidentCRD 1551028

  • Terrence Shen

    General CounselCRD 2796052

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

Rockville, MD

Montgomery

Location

Rockville, MD

Headquartered in Rockville, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Montgomery
Address
702 King Farm Blvd
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth