Ingalls Investment Management, LLC

RIASEC RegisteredEst. 1968

Total AUM

$7.8B

Discretionary

$7.7B

98% of AUM

Avg account

$1.8M

Accounts

4,453

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 343369
Registered since: August 21, 1968
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI73.87%
Individuals13.29%
Corporations / Businesses4.02%
Other Investment Advisers3.37%
Pooled Investment Vehicles2.42%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Ingalls Investment Management, LLC is an independent registered investment adviser organized as an LLC and first registered with the SEC in 1968. The firm serves both individual and family clients as well as institutional accounts and operates as a capital allocator, with the ability to construct portfolios directly and to appoint outside managers. Its advisory services span financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles and institutional clients, selection of other advisers, and investor education through seminars and workshops. Fee arrangements include percentage-of-AUM billing, fixed fees, and performance‑based fees, which gives the firm flexibility to structure compensation across traditional and incentive-linked mandates. The firm does not identify itself as an active ESG investor and is not designated as a multi‑state adviser in the provided filing.