Ingalls Investment Management, LLC

RIASEC Registered

Total AUM

$7.8B

Discretionary

$7.7B

98% of AUM

Avg account

$1.8M

Accounts

4,453

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 343369
Registered since: August 21, 1968
Custodians: INGALLS & SNYDER, LLC, CHARLES SCHWAB & CO., INC., MORGAN STANLEY & CO. LLC
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI73.87%
Individuals13.29%
Corporations / Businesses4.02%
Other Investment Advisers3.37%
Pooled Investment Vehicles2.42%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Ingalls Investment Management, LLC is an independent registered investment adviser organized as a limited liability company. The firm is SEC-registered (initial registration recorded in 1968) and describes itself as a capital allocator serving both individual/family and institutional clients. Its advisory mix includes financial planning, portfolio management for individuals, pooled investment vehicles and institutions, selection of sub‑advisers, and educational seminars. Fee arrangements include a percentage‑of‑AUM schedule, fixed fees and performance‑based fees. The firm is not identified as an active ESG investor and reports affiliations that include acting as a broker‑dealer sponsor, general partner and managing member of pooled investment vehicles.