INDEPENDENT WEALTH MANAGEMENT, LLC
Firm details
- Headquarters
- TRAVERSE CITY, Michigan
- CRD number
- 124242
- Registered since
- March 16, 2021
- Website
- iwmusa.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- HNWI76.51%
- Individuals23.29%
- Charitable Organizations0.2%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Independent Wealth Management, LLC is an independently owned registered investment adviser organized as an LLC and SEC-registered in 2021. The firm serves individual and family clients and positions itself as a capital allocator that selects third-party managers when needed. Core advisory services include financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and selection of other advisers. Fee arrangements are a mix of percentage-of-AUM, hourly charges, fixed fees and other structures. The firm does not identify as an active ESG investor and is not registered as a multi-state or pension consultant adviser.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds70%
- Exchange Traded Equities14%
- Cash & Cash Equivalents11%
- US Government Bonds3%
- State & Local Bonds1%
Contacts
3 of 3STEPHEN FISHER
PartnerCRD 2910130
JAY BERGER
PartnerCRD 2433529
SCOTT HACKNEY
PartnerCRD 2148253
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
TRAVERSE CITY, MI
GRAND TRAVERSE
Location
TRAVERSE CITY, MI
Headquartered in TRAVERSE CITY, MI, in the Midwest of the United States.
- Region
- Midwest
- County
- GRAND TRAVERSE
- Address
- 236 12 E Front St
- Time zone
- ET (UTC-5)
- Office locations
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