Independent Investors Inc

RIASEC Registered
Total AUM
$572M
Discretionary
$530M
93% of AUM
Avg account
$3.8M
Accounts
149
Employees
6
Advisory reps
5

Firm details

Headquarters
Nesconset, New York
CRD number
105677
Registered since
June 30, 1983
Custodians
PERSHING LLC, THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM
Client types
  • Charitable Organizations48.68%
  • HNWI48.51%
  • Individuals2.81%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Independent Investors Inc is an independent registered investment adviser formed in 1983 and organized as a corporation with domestic ownership. The firm provides discretionary portfolio management primarily for individuals, families and small businesses, and also serves some institutional clients. Its fees are charged as a percentage of assets under management. Independent Investors Inc does not describe itself as a capital allocator, does not claim active ESG investing, and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 94%, Cash & Cash Equivalents 3%, US Government Bonds 1%, Investment Grade Corp Bonds 1%, Public Funds/Mutual Funds 1%94%
  • Exchange Traded Equities94%
  • Cash & Cash Equivalents3%
  • US Government Bonds1%
  • Investment Grade Corp Bonds1%
  • Public Funds/Mutual Funds1%

Owners & executives

2 of 2

  • Patricia Stewart

    Chief Financial OfficerCRD 6776296

  • Michael Andersen

    Chief Compliance Officer and General CounselCRD 2040794

Contacts

3 of 3

  • Margaret Moloney

    PresidentCRD 4348176

  • Denise Moloney

    SecretaryCRD 6396647

  • Kevin Moloney

    Vice PresidentCRD 6396649

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 9

Active vs passive

$5.6M in ETFs

Passive

76%

$4.2M

Active

24%

$1.3M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$1.6M2,10628.39%
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Location

Primary office

Nesconset, NY

Suffolk

Location

Nesconset, NY

Headquartered in Nesconset, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Suffolk
Address
181 Smithtown Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth