Independence Capital Co, Inc.
Firm details
- Headquarters
- Parma, Ohio
- CRD number
- 24723
- Registered since
- August 6, 2026
- Website
- www.indcap.com
- Custodians
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, HILLTOP SECURITIES INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Individuals63.05%
- HNWI36.95%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Independence Capital Co, Inc. is organized as a corporation operating in the broker-dealer channel with an owner-classification listed as an individual. It functions as a capital allocator serving individual and family clients, offering financial planning, portfolio management for individuals and small businesses, and the selection of third‑party advisers. The firm operates under a fee mix of a percentage of assets under management and hourly fees. It is registered with the SEC (registration year reported as 2026) and is not characterized as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds61%
- Exchange Traded Equities27%
- Investment Grade Corp Bonds7%
- Cash & Cash Equivalents3%
- Non-Exchange Traded Equities1%
Owners & executives
1 of 1
Robert Warther
CEO & FounderCRD 813761
Contacts
3 of 42
Thomas Moran
Managing PartnerCRD 5861214
Jon Heischman
Partner, Financial AdvisorCRD 4420358
David Sabo
Investment Advisor RepresentativeCRD 4107248
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Parma, OH
Cuyahoga
Location
Parma, OH
Headquartered in Parma, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.
- Metro area
- Cleveland-Akron-Canton, OH
- Region
- Midwest
- County
- Cuyahoga
- Address
- 5579 Pearl Rd
- Time zone
- ET (UTC-5)
- Office locations
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