Impax Asset Management LLC

RIASEC Registered
Total AUM
$8.9B
Discretionary
$8.9B
100% of AUM
Avg account
$331M
Accounts
27
Employees
93
Advisory reps
7

Firm details

Headquarters
Portsmouth, New Hampshire
CRD number
114335
Registered since
March 24, 1972
Custodians
STATE STREET BANK AND TRUST COMPANY, THE BANK OF NEW YORK MELLON, CACEIS BANK
Fee structure
Percentage of AUM
Client types
  • Investment Companies87.1%
  • Pooled Investment Vehicles11.46%
  • Other Investment Advisers1.44%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Impax Asset Management LLC operates as an institutional registered investment adviser (LLC) that has been registered with the SEC since 1972. The firm serves an institutional client base and charges clients on a percentage-of-AUM fee schedule. Ownership ties include both a foreign entity and individual interests. Impax positions itself primarily as a portfolio manager across pooled vehicles and investment companies, and it also provides portfolio management for businesses and institutional clients. Sustainability appears to be a formal part of the investment approach: the firm is identified as an active ESG investor. Its industry roles extend beyond advisory duties to include acting as an investment adviser and sponsor and serving as a general partner or managing member of pooled investment vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 33%, Investment Grade Corp Bonds 27%, US Government Bonds 18%, Sovereign Bonds 14%, Non-Investment Grade Corp Bonds 5%, Cash & Cash Equivalents 2%, State & Local Bonds 1%33%
  • Exchange Traded Equities33%
  • Investment Grade Corp Bonds27%
  • US Government Bonds18%
  • Sovereign Bonds14%
  • Non-Investment Grade Corp Bonds5%

Owners & executives

3 of 5
  • John Boese

    John Boese

    Chief Compliance OfficerCRD 2695568

  • Ian Simm

    Ian Simm

    Founder & CEOCRD 5298088

  • Vanessa Pearl

    Vanessa Pearl

    Chief Financial OfficerCRD 7523305

Unlock 2 more executives →

Contacts

2 of 2
  • Christopher Brown

    CRD 1717838

  • Edward Farrington

    Registered RepresentativeCRD 2467200

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Portsmouth, NH

Rockingham

Location

Portsmouth, NH

Headquartered in Portsmouth, NH, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Rockingham
Address
30 Penhallow St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth