III Financial, LLC

Overview

III Financial, LLC is an independent, individual-owned registered investment adviser focused on planning and portfolio management for individual and family clients. The firm runs a fixed-fee advisory model and operates with a client base concentrated on individuals and small-business owners. Investment activity centers on managed public funds—primarily mutual funds and ETFs—for core equity and fixed-income exposure, while the firm supplements those core allocations with select alternative strategies. The firm is not positioned as a capital allocator or pension consultant; instead it appears to run client-tailored portfolios within a discretionary framework. III Financial does not identify as an active ESG investor and is not set up as a multi-state adviser, which suggests a primarily local or single-state client focus and compliance footprint.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices