Hummer Financial Advisory Services Inc
Firm details
- Headquarters
- ,
- CRD number
- 108550
- Registered since
- May 22, 2018
- Custodians
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI82.6%
- Individuals17.11%
- Charitable Organizations0.29%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Hummer Financial Advisory Services Inc. is an independent, corporate-structured registered investment adviser that has been SEC-registered since 2018. The firm is individually owned and serves both private individuals and families as well as institutional clients. Its core advisory work centers on financial planning and discretionary portfolio management for individuals and small businesses. Fee arrangements include asset-based charges, hourly fees, and fixed-fee engagements. The firm does not describe itself as an active ESG investor and is not identified as a multi-state adviser in its filings. It is not organized as a capital allocator or pooled-fund manager. Hummer Financial Advisory Services Inc. lists an accountant among its industry affiliations.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities77%
- Cash & Cash Equivalents6%
- Investment Grade Corp Bonds5%
- US Government Bonds4%
- Public Funds/Mutual Funds4%
Contacts
1 of 1Melanie Hummer
PresidentCRD 2186148
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 27Active vs passive
$59.2M in ETFs
89%
$52.8M
1%
$6.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $25.7M | 33,564 | 43.37% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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