HOXTON PLANNING & MANAGEMENT, LLC
Firm details
- Headquarters
- SHEPHERDSTOWN, West Virginia
- CRD number
- 319087
- Registered since
- March 14, 2022
- Website
- hoxtonpm.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI82.57%
- Individuals16.2%
- Charitable Organizations0.36%
- Corporations / Businesses0.34%
- Pension & Profit Sharing Plans0.28%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Hoxton Planning & Management, LLC is an independent registered investment adviser established in 2022 that serves both individual/family and institutional clients. The firm operates as a limited liability company and acts as a capital allocator, directing client capital to external managers when appropriate. Its revenue models include asset-based fees as well as hourly and flat-fee arrangements, and it also conducts insurance brokerage activities. Advisory services on the platform encompass financial planning, portfolio management for individuals, small businesses and institutions, selection of other advisers, and pension consulting. The firm does not identify as an active ESG investor and does not report multi-state adviser status.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities64%
- Public Funds/Mutual Funds24%
- Cash & Cash Equivalents6%
- State & Local Bonds3%
- Investment Grade Corp Bonds1%
Contacts
3 of 4JAMES SUTCH
Financial AdvisorCRD 6328469
Archibald Hoxton
Financial Advisor, Development ProgramCRD 7259439
Rhiannon Miller
Client Service AssociateCRD 8151472
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 112Active vs passive
$268M in ETFs
87%
$233M
10%
$34.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $50M | 76,581 | 18.67% |
Location
SHEPHERDSTOWN, WV
JEFFERSON
Location
SHEPHERDSTOWN, WV
Headquartered in SHEPHERDSTOWN, WV, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.
- Metro area
- Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
- Region
- South
- County
- JEFFERSON
- Address
- 8530 Shepherdstown Pike
- Time zone
- ET (UTC-5)
- Office locations
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