HOWARD CAPITAL MANAGEMENT GROUP, LLC

RIASEC RegisteredEst. 2020
Total AUM
$2.6B
Discretionary
$2.6B
100% of AUM
Avg account
$1.8M
Accounts
1,442
Employees
12
Advisory reps
3

Firm details

Headquarters
Los Angeles, California
CRD number
310510
Registered since
September 21, 2020
Custodians
NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI74.42%
  • Corporations / Businesses18.75%
  • Charitable Organizations3.28%
  • Individuals3.17%
  • Pension & Profit Sharing Plans0.39%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Howard Capital Management Group, LLC is an independent registered investment adviser that manages portfolios for both individuals and institutions using a fee model based on a percentage of assets under management. The firm’s activity centers on active equity allocation delivered through separately managed accounts and model-driven portfolios; its filings identify exchange-traded equities as the dominant asset class. Advisory mandates include portfolio management for individuals/small businesses as well as for businesses or institutions, indicating a client mix that spans high-net-worth households and institutional-sized accounts. The firm maintains a broad set of industry affiliations — including broker-dealer relationships, connections with other advisers, and relationships with insurance, accounting and law firms — which supports access to structuring and execution channels beyond basic custody. Howard Capital Management Group, LLC is not listed as an active ESG investor and is not classified as a capital allocator, signaling a primary focus on liquid public markets rather than direct private capital commitments.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 55%, Investment Grade Corp Bonds 18%, Public Funds/Mutual Funds 10%, US Government Bonds 8%, Cash & Cash Equivalents 5%, State & Local Bonds 4%55%
  • Exchange Traded Equities55%
  • Investment Grade Corp Bonds18%
  • Public Funds/Mutual Funds10%
  • US Government Bonds8%
  • Cash & Cash Equivalents5%

Contacts

3 of 3
  • DAVID ROBINSON

    PresidentCRD 2665281

  • JASON KAPLAN

    Managing PartnerCRD 2631055

  • MICHAEL WISSEL

    Managing DirectorCRD 4119090

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 53

Active vs passive

$391M in ETFs

Passive

99%

$388M

Active

<1%

$2.7M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$96.5M148,43824.70%

Location

Primary office

Los Angeles, CA

LOS ANGELES

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
11601 Wilshire Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth