Horizon Wealth Management

RIASEC Registered
Total AUM
$1.1B
Discretionary
$1.1B
100% of AUM
Avg account
$343K
Accounts
3,136
Employees
10
Advisory reps
6

Firm details

Headquarters
La Grange, Illinois
CRD number
170255
Registered since
April 15, 2014
Custodians
LPL FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI77.25%
  • Individuals18.41%
  • Pension & Profit Sharing Plans2.86%
  • Corporations / Businesses1.29%
  • Charitable Organizations0.19%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Horizon Wealth Management is an independent, owner-operated RIA that provides planning and portfolio management to individuals, families and institutional clients. The firm is registered with the SEC (registration year 2014) and bills clients via a mix of percentage-of-AUM fees plus hourly and fixed-fee arrangements. Advisory services listed in filings include financial planning, portfolio management for individuals/small businesses and for businesses/institutions, and pension consulting services. Horizon allocates client assets through third-party managers rather than acting as a direct capital allocator. The firm was included on Forbes’ list of America’s Top RIA Firms in 2023.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 86%, Exchange Traded Equities 10%, Cash & Cash Equivalents 4%86%
  • Public Funds/Mutual Funds86%
  • Exchange Traded Equities10%
  • Cash & Cash Equivalents4%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 123

Active vs passive

$1B in ETFs

Passive

78%

$801M

Active

13%

$225M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) TECHNOLOGY SELECT SECTOR SPDR(R) ETF (XLK)State StreetPassiveTechnology$49.3M252,0394.81%

Location

Primary office

La Grange, IL

Cook

Location

La Grange, IL

Headquartered in La Grange, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
22 Calendar Ct
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth