Horizon Wealth Advisors

RIASEC Registered

Total AUM

$235M

Discretionary

$231M

98% of AUM

Avg account

$365K

Accounts

644

Employees

7

Advisory reps

7

Firm details

Headquarters: ,
CRD number: 148338
Registered since: June 24, 2015
Website: horizonwealthadvisors.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Commissions
Client types: HNWI64.5%
Individuals33.02%
Pension & Profit Sharing Plans2.48%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Horizon Wealth Advisors is an independent registered investment adviser organized as a limited liability company and registered with the SEC in 2015. The firm serves both individual and family clients as well as institutional and business accounts. Its advisory mandate includes financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting. Horizon charges a mix of percentage-of-AUM fees, fixed fees, and commissions.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities60%
Non-Exchange Traded Equities20%
Public Funds/Mutual Funds10%
State & Local Bonds8%
US Government Bonds2%

Owners & executives

1 of 1

Nicholas Drizos
Chief Compliance OfficerCRD 2254426

Contacts

3 of 6

Jeremy Smith
Portfolio Manager, Investment Advisor RepresentativeCRD 5736929
Brian Babcock
Investment Advisor RepresentativeCRD 4344922
Dwight Pendola
Investment Advisor RepresentativeCRD 5419103

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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