Horizon Wealth Advisors

RIASEC RegisteredEst. 2015
Total AUM
$235M
Discretionary
$231M
98% of AUM
Avg account
$365K
Accounts
644
Employees
7
Advisory reps
7

Firm details

Headquarters
,
CRD number
148338
Registered since
June 24, 2015
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees, Commissions
Client types
  • HNWI64.5%
  • Individuals33.02%
  • Pension & Profit Sharing Plans2.48%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Horizon Wealth Advisors is an independent registered investment adviser organized as a limited liability company and registered with the SEC in 2015. The firm serves both individual and family clients as well as institutional and business accounts. Its advisory mandate includes financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting. Horizon charges a mix of percentage-of-AUM fees, fixed fees, and commissions.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 60%, Non-Exchange Traded Equities 20%, Public Funds/Mutual Funds 10%, State & Local Bonds 8%, US Government Bonds 2%60%
  • Exchange Traded Equities60%
  • Non-Exchange Traded Equities20%
  • Public Funds/Mutual Funds10%
  • State & Local Bonds8%
  • US Government Bonds2%

Owners & executives

1 of 1
  • Nicholas Drizos

    Chief Compliance OfficerCRD 2254426

Contacts

3 of 6
  • Dwight Pendola

    Dwight Pendola

    Investment Advisor RepresentativeCRD 5419103

  • Elizabeth Wilson

    Investment Advisor RepresentativeCRD 1580513

  • Nicholas Drizos

    President & Portfolio ManagerCRD 500632

Unlock 3 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth