HORIZON INVESTMENTS LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 109552
- Registered since
- February 24, 2000
- Website
- www.horizoninvestments.com
- Custodians
- AXOS CLEARING LLC, PERSHING LLC, NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Investment Companies91.06%
- Individuals6.36%
- Other Investment Advisers2.2%
- Pooled Investment Vehicles0.38%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Horizon Investments LLC is a privately held limited liability company that has been registered with the SEC since 2000. The firm manages money for both individual and family clients as well as institutional investors, and charges a mix of asset-based and fixed fees. Its advisory work includes discretionary portfolio management for individuals and small businesses, investment companies, and pooled investment vehicles. Horizon identifies as not being an active ESG investor and reports affiliations that include roles as an investment adviser, relationships with an insurance company, and acting as a sponsor/GP or managing member of pooled vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds56%
- Exchange Traded Equities41%
- Cash & Cash Equivalents2%
Owners & executives
3 of 3JOHN DRAHZAL
President and Chief Executive OfficerCRD 2937289
CALVIN DEBOER
Chief Technology OfficerCRD 5101496
stephen terry
Chief Financial OfficerCRD 7472755
Contacts
3 of 28CARLOS BARBOSA
Divisional DirectorCRD 4489840
SHAWN RUMSEY
Advisory SpecialistCRD 6514356
JEFFREY STIRLING
Regional DirectorCRD 6057922
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 312Active vs passive
$6.7B in ETFs
88%
$5.9B
10%
$805M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) GROWTH ETF (SPYG) | State Street | Passive | Large Growth | $626M | 6,388,843 | 9.32% |
Location
Charlotte, NC
MECKLENBURG
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- MECKLENBURG
- Address
- 6210 Ardrey Kell Rd
- Time zone
- ET (UTC-5)
- Office locations
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