Horizon Investments LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 109552
- Registered since
- February 24, 2000
- Website
- www.horizoninvestments.com
- Custodians
- AXOS CLEARING LLC, PERSHING LLC, NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Investment Companies91.06%
- Individuals6.36%
- Other Investment Advisers2.2%
- Pooled Investment Vehicles0.38%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Horizon Investments LLC is an institutional registered investment adviser that provides fee-based portfolio management to both individual/family clients and institutional investors. The firm is SEC-registered (registration in 2000) and bills clients through a mix of percentage-of-AUM and fixed fees. Its advisory services cover discretionary portfolio management for individuals and small businesses, separately managed accounts and pooled investment vehicles, and management for investment companies. Horizon is not identified as an active ESG investor and it also serves in sponsor/GP and managing-member roles for pooled vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds56%
- Exchange Traded Equities41%
- Cash & Cash Equivalents2%
Owners & executives
3 of 4
Danielle Learned
Chief Marketing OfficerCRD 5885098
John Drahzal
President and Chief Executive OfficerCRD 2937289
Stephen Terry
Chief Financial OfficerCRD 7472755
Contacts
3 of 27
Benjamin Johnson
CCOCRD 5639045
John Pifer
Regional DirectorCRD 4275797
Carlos Barbosa
Head of DistributionCRD 4489840
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 325Active vs passive
$6.2B in ETFs
88%
$5.5B
11%
$762M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) GROWTH ETF (SPYG) | State Street | Passive | Large Growth | $661M | 5,552,636 | 10.58% |
Location
Charlotte, NC
Mecklenburg
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- Mecklenburg
- Address
- 6210 Ardrey Kell Rd
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Asana Partners, LP
RIACharlotte, NC
Wedge Capital Management LLP
RIACharlotte, NC
Ridgemont Partners Management, LLC
RIACharlotte, NC
Adhesion Wealth Advisor Solutions
RIACharlotte, NC
Churchill Investment Management LLC
RIACharlotte, NC
Global Endowment Management, LP
RIACharlotte, NC