Horizon Capital Management, LLC

RIASEC RegisteredEst. 2025

Total AUM

$136M

Discretionary

$136M

100% of AUM

Avg account

$3.4M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Lake Forest, Illinois
CRD number: 132113
Registered since: August 8, 2025
Custodians: NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI96.09%
Other Investment Advisers2.02%
Pension & Profit Sharing Plans1.5%
Individuals0.38%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Horizon Capital Management, LLC is an independent registered investment adviser organized as an LLC and owned by an individual. The firm registered with the SEC in 2025 and serves both high-net-worth individuals and families as well as institutional clients. Its advisory work centers on financial planning and discretionary portfolio management for individuals and small businesses. The firm bills clients through a mix of asset-based fees and fixed fees. Horizon is not designated as a capital allocator, does not identify as an active ESG investor, and the firm does not report multi-state adviser status or pension consulting activity.