Horiko Capital Management LLC

RIASEC RegisteredEst. 2017
Total AUM
$475M
Discretionary
$475M
100% of AUM
Avg account
$79.2M
Accounts
6
Employees
6
Advisory reps
2

Firm details

Headquarters
New York, New York
CRD number
126343
Registered since
October 6, 2017
Fee structure
Percentage of AUM, Hourly Charges, Performance Based Fees
Client types
  • Pooled Investment Vehicles52.39%
  • HNWI24.45%
  • Investment Companies23.16%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Horiko Capital Management LLC is an employee-owned hedge fund-style adviser that registered with the SEC in 2017. The firm provides portfolio management for high-net-worth individuals, small businesses and pooled investment vehicles, and it charges a mix of percentage-of-AUM, hourly, and performance-based fees. Horiko is not positioned as an ESG investor and does not report multi-state adviser status; it also serves as sponsor, general partner and managing member for pooled vehicles it launches. Advisory work spans separately managed accounts and pooled funds. The firm reports offering both direct portfolio management for individual clients and management of pooled investment vehicles, which aligns with its role as a fund sponsor and GP.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Owners & executives

1 of 1
  • Hideji Horiko

    Hideji Horiko

    President, CEOCRD 4649966

Contacts

1 of 1
  • Erik Dolan

    Erik Dolan

    CCOCRD 3161467

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1

Active vs passive

$9.5M in ETFs

Passive

100%

$9.5M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES NATIONAL MUNI BOND ETF (MUB)BlackRockPassiveMuni National Interm$9.5M88,700100.00%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1600 Broadway
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth