HOPWOOD FINANCIAL SERVICES, INC.

RIASEC RegisteredEst. 2003
Total AUM
$750M
Discretionary
$750M
100% of AUM
Avg account
$702K
Accounts
1,068
Employees
11
Advisory reps
6

Firm details

Headquarters
RESTON, Virginia
CRD number
127927
Registered since
August 12, 2003
Custodians
CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI92.76%
  • Individuals5.79%
  • Pension & Profit Sharing Plans0.93%
  • Corporations / Businesses0.37%
  • Charitable Organizations0.15%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Hopwood Financial Services, Inc. is an independent, SEC-registered registered investment adviser that acts as a capital allocator for individual, family and institutional clients. Founded and registered in 2003, the firm provides fee-based financial planning and portfolio management for individuals and small businesses, pension consulting and the selection of other advisers. Its billing mixes percentage-of-AUM fees with hourly and fixed-fee arrangements, reflecting a flexible engagement model. The firm reports active allocation to third-party managers across multiple liquid and alternative strategies and positions itself to combine mutual funds and ETFs with select external alternative managers. Hopwood Financial Services was recognized in FA Magazine’s Top RIA Firms list in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 57%, Investment Grade Corp Bonds 18%, US Government Bonds 10%, Cash & Cash Equivalents 8%, Exchange Traded Equities 5%, State & Local Bonds 2%57%
  • Public Funds/Mutual Funds57%
  • Investment Grade Corp Bonds18%
  • US Government Bonds10%
  • Cash & Cash Equivalents8%
  • Exchange Traded Equities5%

Contacts

3 of 6
  • Pedrom Sadeghi

    Associate AdvisorCRD 7925484

  • MAX KORTEGAST

    Wealth AdvisorCRD 6462548

  • HERBERT HOPWOOD

    PresidentCRD 1605128

Unlock 3 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 72

Active vs passive

$152M in ETFs

Passive

62%

$94.4M

Active

38%

$58.1M

ETFProviderStyleCategoryValueShares% of portfolio
CAPITAL GROUP INTERNATIONAL FOCUS EQUITY ETF (CGXU)Capital GroupActiveForeign Large Growth$17.1M579,85311.22%

Location

Primary office

RESTON, VA

FAIRFAX

Location

RESTON, VA

Headquartered in RESTON, VA, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
FAIRFAX
Address
10740 Parkridge Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth