Hoffman, Alan N. Investment Management

Overview

Hoffman, Alan N. Investment Management is a single-owner advisory practice focused on discretionary portfolio management for individuals and small businesses. Registered in 2020, the firm is run by Alan N. Hoffman as a sole proprietorship and charges clients on a percentage-of-assets-under-management basis. The practice shows a clear preference for equities, with exchange-traded equities making up the majority of investable assets, and takes an active, stock-focused approach rather than relying heavily on passive or ESG-screened strategies. Client relationships are primarily individual and family accounts; the firm does not present itself as a multi-state adviser or a pension consultant. The investment approach mixes direct equity positions and selective ETF exposure, supplemented by allocations to third-party real estate managers and mutual funds for diversification. Custody and clearing are centralized with Charles Schwab & Co., Inc., supporting consolidated reporting and trading for the firm’s discretionary mandates.

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Location & Offices