Himalaya Capital

RIASEC RegisteredEst. 2011
Total AUM
$21.4B
Discretionary
$21.4B
100% of AUM
Avg account
$10.7B
Accounts
2
Employees
21
Advisory reps
4

Firm details

Headquarters
Seattle, Washington
CRD number
157594
Registered since
November 4, 2011
Fee structure
Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Himalaya Capital is an SEC-registered hedge fund organized as an LLC and operating primarily for institutional clients. The firm provides portfolio management for pooled investment vehicles and serves in sponsor/GP and related roles for those vehicles. Its compensation structure includes performance-based fees alongside other fee arrangements, consistent with hedge-fund-style incentives. Himalaya Capital does not identify as an active ESG investor, is not a multi-state adviser, and is not positioned as a capital allocator to third-party managers. Industry affiliations reported for the firm include roles as an investment adviser, commodity pool operator/commodity trading adviser (CPO/CTA), and sponsor or managing member of pooled investment vehicles, indicating the firm both manages and sponsors private pooled products.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Paul Teng

    Paul Teng

    Chief Compliance OfficerCRD 7159951

Contacts

3 of 3
  • Lu Li

    Lu Li

    FounderCRD 2636633

  • Li Li

    Financial Advisor and Registered RepresentativeCRD 7358265

  • Gene Chang

    Financial Advisor and Registered RepresentativeCRD 5930706

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Seattle, WA

King

Location

Seattle, WA

Headquartered in Seattle, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
King
Address
1301 2nd Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth