Highlands Capital Corporation
RIASEC Registered
Total AUM
$4.3M
Discretionary
$4.3M
100% of AUM
Avg account
$1.4M
Accounts
3
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 123361
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI100%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Highlands Capital Corporation operates as a corporation focused on providing portfolio management services primarily for individuals and small businesses. The firm is classified as unclassified and does not engage in capital allocation or pension consulting. Its client base consists of individual and family clients, and it employs a fee structure based on a percentage of assets under management. The firm does not actively pursue ESG investments and is not a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Investment Grade Corp Bonds89%
- Non-Exchange Traded Equities6%
- Exchange Traded Equities2%
- Other2%
- Cash & Cash Equivalents1%
Contacts
1 of 1Richard Rice
PresidentCRD 4626153
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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