HIGH COUNTRY CAPITAL MANAGEMENT

RIASEC Registered
Total AUM
$87.1M
Discretionary
$54.2M
62% of AUM
Avg account
$238K
Accounts
366
Employees
5
Advisory reps
4

Firm details

Headquarters
MONTROSE, Colorado
CRD number
106151
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI62.28%
  • Individuals33.72%
  • Charitable Organizations2.84%
  • Pension & Profit Sharing Plans1.16%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

High Country Capital Management operates as an independent, individually owned registered investment adviser focused on serving both individual and family clients as well as select institutional clients. The firm’s advisory scope centers on financial planning, portfolio management for individuals and small businesses, and pension consulting services. Its client engagement model combines discretionary portfolio management with non-discretionary relationships, and fees are charged as a percentage of assets under management alongside hourly billing for planning or consulting work. Investment activity is weighted toward public mutual funds as the dominant vehicle, but the firm also uses third-party alternative managers for specific allocations. High Country does not position itself as an active ESG investor and currently operates without multi-state registration status.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 81%, Exchange Traded Equities 15%, Cash & Cash Equivalents 4%81%
  • Public Funds/Mutual Funds81%
  • Exchange Traded Equities15%
  • Cash & Cash Equivalents4%

Owners & executives

1 of 1
  • LESLIE MCKENNA

    Chief Financial OfficerCRD 4359698

Contacts

3 of 3
  • JUSTIN MCKENNA

    Vice President of Operations and TechnologyCRD 5870916

  • JASON NAPOLI

    PresidentCRD 3116306

  • SCOTT SPANGLER

    AdvisorCRD 3071280

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

MONTROSE, CO

MONTROSE

Location

MONTROSE, CO

Headquartered in MONTROSE, CO, in the West of the United States.

Region
West
County
MONTROSE
Address
521 E Main St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth