Herrington Investment Solutions
Firm details
- Headquarters
- ,
- CRD number
- 124363
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI97.74%
- Individuals2.26%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Herrington Investment Solutions is a small, client-focused advisory firm that concentrates on discretionary portfolio management for individuals and small businesses. The firm’s stated preferences lean heavily toward publicly traded equities, with a clear emphasis on exchange-traded equities and ETFs as the primary building blocks of client portfolios. Fee arrangements are flexible—Herrington Investment Solutions charges a percentage of assets under management and can also bill hourly or via fixed fees—allowing tailored billing for different client relationships and engagement types. The firm does not identify as an active ESG investor and operates from a single-state footprint rather than as a multi-state adviser. Its advisory activity centers on constructing and managing equity-centric portfolios for a limited number of clients, using separately managed accounts and custodian platforms to implement its strategies.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities95%
- Cash & Cash Equivalents5%
Owners & executives
1 of 1
James Herrington
CEO and FounderCRD 4086845
Contacts
1 of 1Carmen Herrington
Director of MarketingCRD 5038544
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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