Herrington Investment Solutions

RIASEC Registered
Total AUM
$5.6M
Discretionary
$5.6M
100% of AUM
Avg account
$697K
Accounts
8
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
124363
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI97.74%
  • Individuals2.26%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Herrington Investment Solutions is a small, client-focused advisory firm that concentrates on discretionary portfolio management for individuals and small businesses. The firm’s stated preferences lean heavily toward publicly traded equities, with a clear emphasis on exchange-traded equities and ETFs as the primary building blocks of client portfolios. Fee arrangements are flexible—Herrington Investment Solutions charges a percentage of assets under management and can also bill hourly or via fixed fees—allowing tailored billing for different client relationships and engagement types. The firm does not identify as an active ESG investor and operates from a single-state footprint rather than as a multi-state adviser. Its advisory activity centers on constructing and managing equity-centric portfolios for a limited number of clients, using separately managed accounts and custodian platforms to implement its strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 95%, Cash & Cash Equivalents 5%95%
  • Exchange Traded Equities95%
  • Cash & Cash Equivalents5%

Owners & executives

1 of 1
  • James Herrington

    James Herrington

    CEO and FounderCRD 4086845

Contacts

1 of 1
  • Carmen Herrington

    Director of MarketingCRD 5038544

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth