HERRICK LAKE INVESTMENTS LLC

Overview

Herrick Lake Investments LLC is a small, independent registered investment adviser structured as a limited liability company that focuses on individual and family clients and small businesses. The firm charges fees based on a percentage of assets under management and provides financial planning and discretionary portfolio management. Its filings show a clear preference for equity-oriented portfolios, with exchange-traded equities identified as the primary asset type. The adviser is not flagged as an active ESG investor, is not a multi-state adviser, and does not operate as a capital allocator. That profile points to a hands-on, advisor-driven practice that blends core equity management with targeted use of third-party alternative managers where appropriate. Custody is handled through Interactive Brokers, a platform that supports both institutional-style trading and access to a wide set of ETFs and individual securities.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices