Herrick Lake Investments LLC
Firm details
- Headquarters
- Naperville, Illinois
- CRD number
- 315662
- Website
- herricklake.com
- Custodians
- INTERACTIVE BROKERS LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI61.73%
- Individuals38.27%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Herrick Lake Investments LLC is an independent, individually owned registered investment adviser that serves primarily individual and family clients. The firm charges fees as a percentage of assets under management and focuses on financial planning and discretionary portfolio management for individuals and small businesses. It does not position itself as a multi-state or pension consultant adviser and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities64%
- Public Funds/Mutual Funds36%
Contacts
1 of 1
Mark Hines
FounderCRD 4765638
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Naperville, IL
Du Page
Location
Naperville, IL
Headquartered in Naperville, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Du Page
- Address
- 1155 S Washington St
- Time zone
- CT (UTC-6)
- Office locations
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