HERITAGE WEALTH MANAGEMENT, INC.

RIASEC RegisteredEst. 2021

Total AUM

$643M

Discretionary

$643M

100% of AUM

Avg account

$2.8M

Accounts

226

Employees

Advisory reps

Firm details

Headquarters: SAN DIEGO, California
CRD number: 316956
Registered since: November 19, 2021
Website: www.hwmi.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: HNWI47.43%
Pooled Investment Vehicles32.58%
Individuals7.86%
Insurance Companies6.44%
Charitable Organizations3.09%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Heritage Wealth Management, Inc. is an independent registered investment adviser that began SEC registration in 2021 and operates as a domestic corporation owned by an individual/entity. The firm positions itself as a capital allocator for individual, family and institutional clients, offering financial planning, portfolio management for individuals/small businesses and pooled investment vehicles, and selection of third‑party advisers. Its fee arrangements include percentage of AUM, hourly and fixed fees, and performance‑based fees. Heritage does not identify as an active ESG investor and reports sponsor/GP and managing‑member activity in pooled vehicles.