Heritage Oak Wealth Advisors
Firm details
- Headquarters
- Santa Rosa Beach, Florida
- CRD number
- 323925
- Registered since
- November 28, 2022
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Other
- Client types
- HNWI78.27%
- Individuals21.69%
- Corporations / Businesses0.04%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Heritage Oak Wealth Advisors is an independent, SEC-registered registered investment adviser formed as an LLC and registered with the SEC in 2022. The firm is owned by an individual and serves both individual & family and institutional clients. Its advisory services emphasize financial planning and portfolio management for individuals and small businesses. Fees are charged on a percentage-of-AUM basis and by other methods. The firm is not positioned as an active ESG investor and is not designated as a multi-state adviser in the source data. Heritage Oak also appears on the sponsor/GP side of pooled investment vehicles, acting as sponsor, general partner or managing member for private pooled structures.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds52%
- Exchange Traded Equities39%
- Other4%
- Cash & Cash Equivalents3%
- Non-Exchange Traded Equities1%
Contacts
3 of 4
Seth Maier
Wealth Planning AssociateCRD 8171149
Colin Leighton
Financial Planning SpecialistCRD 7237770
Scott Bennington
Wealth AdvisorCRD 7402008
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 69Active vs passive
$255M in ETFs
72%
$184M
16%
$71.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL) | State Street | Passive | Ultrashort Bond | $46.5M | 507,570 | 18.23% |
Location
Santa Rosa Beach, FL
Walton
Location
Santa Rosa Beach, FL
Headquartered in Santa Rosa Beach, FL, in the South of the United States.
- Region
- South
- County
- Walton
- Address
- 105 Garfield St
- Time zone
- ET (UTC-5)
- Office locations
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