HEGARTY ADVISORS, LLC

RIASEC RegisteredEst. 2022
Total AUM
$171M
Discretionary
$171M
100% of AUM
Avg account
$397K
Accounts
431
Employees
2
Advisory reps
2

Firm details

Headquarters
GARDEN CITY, New York
CRD number
306342
Registered since
May 5, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI84.1%
  • Individuals15.9%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Hegarty Advisors, LLC is an independent, SEC‑registered registered investment adviser organized as an LLC and owned by an individual. The firm serves primarily individual and family clients and offers financial planning and portfolio management for individuals and small businesses. Its fee model combines percentage‑of‑AUM charging with hourly and fixed‑fee engagements. The adviser is not positioned as a capital allocator, does not describe itself as an ESG investor, and does not operate as a multi‑state or pension consultant adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 80%, US Government Bonds 11%, Exchange Traded Equities 5%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Derivatives 1%, Cash & Cash Equivalents 1%80%
  • Public Funds/Mutual Funds80%
  • US Government Bonds11%
  • Exchange Traded Equities5%
  • State & Local Bonds1%
  • Investment Grade Corp Bonds1%

Contacts

2 of 2
  • Brian Hegarty

    Investment Advisor RepresentativeCRD 2796075

  • KEVIN HEGARTY

    PrincipalCRD 5110292

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 56

Active vs passive

$129M in ETFs

Passive

94%

$122M

Active

3%

$7.2M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD FTSE ALL-WORLD EX-US INDEX FUND (VEU)VanguardPassiveForeign Large Blend$16M212,81712.41%

Location

Primary office

GARDEN CITY, NY

NASSAU

Location

GARDEN CITY, NY

Headquartered in GARDEN CITY, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NASSAU
Address
1461 Franklin Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth