HEADWATER INVESTMENT CONSULTING,INC.

RIASEC RegisteredEst. 2005

Total AUM

$543M

Discretionary

$524M

96% of AUM

Avg account

$352K

Accounts

1,544

Employees

7

Advisory reps

6

Firm details

Headquarters: MCMINNVILLE, Oregon
CRD number: 133009
Registered since: November 29, 2005
Website: www.headwater-ic.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM
Client types: HNWI52.67%
Individuals38.18%
Charitable Organizations6.64%
Corporations / Businesses2.42%
Pension & Profit Sharing Plans0.09%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Headwater Investment Consulting, Inc. is a small, privately owned advisory firm that has been SEC-registered since 2005 and operates on a percentage-of-AUM fee model. The firm provides portfolio management for individuals, small businesses and institutional clients, serving both individual & family and institutional client segments. Headwater reports no active ESG program and is not structured as a capital allocator or pension consultant.

Assets & Accounts

Investments & Alternatives

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds80%
US Government Bonds8%
Cash & Cash Equivalents7%
Exchange Traded Equities5%

Contacts

3 of 6

Janet Sasaki
Operations ManagerCRD 7473059
THOMAS SHERWOOD
Managing Partner, Portfolio ManagerCRD 5821112
KEVIN CHAMBERS
President and Managing PartnerCRD 6269021

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

MCMINNVILLE, OR

YAMHILL

Location

MCMINNVILLE, OR

Headquartered in MCMINNVILLE, OR, anchoring the Portland-Vancouver-Salem, OR-WA metro in the West.

Metro area: Portland-Vancouver-Salem, OR-WA
Region: West
County: YAMHILL
Address: 408 SE 1st St
Time zone: PT (UTC-8)
Office locations

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