HAVEN WEALTH GROUP
Firm details
- Headquarters
- HOUSTON, Texas
- CRD number
- 148099
- Registered since
- September 12, 2008
- Website
- havenwg.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Other
- Client types
- HNWI80.1%
- Individuals14.05%
- Corporations / Businesses5.49%
- Charitable Organizations0.23%
- Pension & Profit Sharing Plans0.13%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingPublication of Periodicals
Firm profile
FINTRXOverview
Haven Wealth Group is an independent, owner-managed RIA organized as an LLC and SEC-registered since 2008. The firm serves both individual and family clients as well as institutional accounts and charges fees primarily as a percentage of AUM, with other fee arrangements also used. Its advisory offerings include financial planning, portfolio management for individuals and small businesses, pension consulting, and publication of periodicals or newsletters. The firm is also identified as an active ESG investor and engages in other financial product sales.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities85%
- Investment Grade Corp Bonds5%
- State & Local Bonds4%
- Cash & Cash Equivalents4%
- Derivatives1%
Owners & executives
1 of 1Paula McGee
Office Manager, Chief Compliance OfficerCRD 8158228
Contacts
3 of 7ROSALIE GROENDES
Director of Client Relations & MarketingCRD 6473401
Rebecca Arseneau
Marketing DirectorCRD 7902877
WILLIAM CALVIN
Co-Founder, Executive Vice PresidentCRD 5664344
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 17Active vs passive
$177M in ETFs
96%
$169M
<1%
$8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $61.8M | 94,651 | 34.95% |
Location
HOUSTON, TX
HARRIS
Location
HOUSTON, TX
Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- HARRIS
- Address
- 1111 North Loop W
- Time zone
- CT (UTC-6)
- Office locations
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