Hathaway Capital Management, LLC
Firm details
- Headquarters
- ,
- CRD number
- 292255
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI74.99%
- Pooled Investment Vehicles15.95%
- Individuals9.06%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Hathaway Capital Management, LLC is a small, privately held investment adviser that combines standard equity management with a hands-on role in private funds. The firm serves both individual and institutional clients and provides portfolio management for separate accounts, pooled investment vehicles and business or institutional mandates. Its investment posture favors equities — implemented primarily through exchange-traded vehicles and separately managed account (SMA) structures — while also sponsoring and managing a private equity fund. Fee arrangements include both AUM-based and fixed-fee structures, and the firm does not identify as an active ESG investor. As an adviser and sponsor, Hathaway Capital Management acts as a general partner/managing member on pooled vehicles it manages, which points to direct involvement in sourcing, structuring and managing private fund investments alongside its public market activity.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities81%
- US Government Bonds16%
- Cash & Cash Equivalents3%
Contacts
1 of 1Jason Hathaway
PartnerCRD 5001545
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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