Harvesting Gains Corporation

RIASEC Registered
Total AUM
Avg account
$0
Accounts
0
Employees
1
Advisory reps
2

Firm details

Headquarters
San Diego, California
CRD number
341790
Fee structure
Percentage of AUM
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersSecurity Ratings / Pricing ServicesMarket Timing ServicesEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Harvesting Gains Corporation is a small, individual-owned advisory firm organized as a corporation that bills clients on a percentage-of-assets-under-management basis. The firm’s stated advisory activities span financial planning, portfolio management for individuals and small businesses, pension consulting, selecting sub‑advisers, providing security pricing/ratings, market‑timing services and running educational seminars or workshops. FINTRX flags the firm as a capital allocator; it does not identify itself as an active ESG investor and is not recorded as a multi‑state adviser. Industry affiliation information lists a connection to real‑estate brokerage activity. The firm is not marked as newly formed and is labeled “unclassified” in the source dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Steven Prescott

    CRD 5482853

  • Joseph Stella

    Joseph Stella

    Owner and PrincipalCRD 6372577

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Diego, CA

San Diego

Location

San Diego, CA

Headquartered in San Diego, CA, in the West of the United States.

Region
West
County
San Diego
Address
7636 Marker Rd
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth