Harvest Investment Services, LLC

RIASEC RegisteredEst. 2014

Total AUM

$758M

Discretionary

$758M

100% of AUM

Avg account

$221K

Accounts

3,427

Employees

Advisory reps

Firm details

Headquarters: Oakbrook Terrace, Illinois
CRD number: 159390
Registered since: February 24, 2014
Website: www.harvestinvestmentservices.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI48.46%
Individuals32.71%
Pooled Investment Vehicles18.83%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Harvest Investment Services, LLC is an independent registered investment adviser organized as a limited liability company and first registered with the SEC in 2014. The firm serves both individual and family clients as well as institutional investors and acts as a capital allocator, directing client capital into third-party managers and pooled vehicles in addition to managing portfolios directly. Its fee arrangements include percentage-of-AUM fees as well as hourly and fixed-fee engagements. Advisory capabilities listed in filings cover financial planning, portfolio management for individuals and small businesses, management of pooled investment vehicles, portfolio management for businesses or institutions, pension consulting, and selection of other advisers. Industry affiliations noted include roles as an investment adviser and accountant, and participation as sponsor, general partner, or managing member of pooled investment vehicles. Harvest does not identify itself as an active ESG investor in the available data.