Hartford Investment Management Company

RIASEC RegisteredEst. 1996
Total AUM
$124B
Discretionary
$118B
95% of AUM
Avg account
$661M
Accounts
187
Employees
322
Advisory reps
10

Firm details

Headquarters
Hartford, Connecticut
CRD number
106699
Registered since
December 31, 1996
Custodians
J.P. MORGAN SECURITIES INC., CITI PRIVATE BANK
Fee structure
Percentage of AUM, Fixed Fees, Other
Client types
  • Insurance Companies72.25%
  • Pooled Investment Vehicles16.8%
  • Other Investment Advisers4.87%
  • Pension & Profit Sharing Plans3.13%
  • Banking / Thrift Institutions2.4%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Hartford Investment Management Company is an institutional registered investment adviser that primarily serves institutional clients and pension plans. The firm acts as a capital allocator and provides a range of advisory services including portfolio management for investment companies and pooled vehicles, portfolio management for businesses and institutions, pension consulting, and manager selection. It also functions in roles tied to commodity trading or managed futures (CPO/CTA) and maintains affiliations with broker-dealers, other investment advisers, insurance companies, and sponsors or managers of pooled vehicles. The firm does not identify as an active ESG investor and is not established as a multistate adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 56%, Other 17%, State & Local Bonds 8%, US Government Bonds 7%, Private Funds 5%, Non-Investment Grade Corp Bonds 3%, Public Funds/Mutual Funds 3%, Sovereign Bonds 1%56%
  • Investment Grade Corp Bonds56%
  • Other17%
  • State & Local Bonds8%
  • US Government Bonds7%
  • Private Funds5%

Owners & executives

3 of 3
  • Kathleen Matthews

    Chief Financial OfficerCRD 8057607

  • Timothy Brennan

    Timothy Brennan

    Chief Compliance OfficerCRD 6827038

  • Amy Stepnowski

    Amy Stepnowski

    Chief Investment OfficerCRD 2740100

Contacts

3 of 7
  • Ira Edelblum

    Ira Edelblum

    Senior Managing DirectorCRD 2120088

  • Peter Perrotti

    Peter Perrotti

    Managing DirectorCRD 7284779

  • Travis Pascavis

    Senior Managing DirectorCRD 4732743

Unlock 4 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Hartford, CT

Hartford

Location

Hartford, CT

Headquartered in Hartford, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.

Metro area
Hartford-East Hartford, CT
Region
Northeast
County
Hartford
Address
1 Hartford Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth