HARTFORD FUNDS

RIASEC RegisteredEst. 2004
Total AUM
$2.2B
Discretionary
$2.2B
100% of AUM
Avg account
$308M
Accounts
7
Employees
368
Advisory reps
6

Firm details

Headquarters
WAYNE, Pennsylvania
CRD number
130373
Registered since
August 18, 2004
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment CompaniesSelection of Other Advisers

Firm profile

FINTRX

Overview

Hartford Funds operates as a limited liability company serving institutional clients with a concentrated, manager-centric approach to portfolio allocation. The firm is registered with the SEC (since 2004) and positions itself as a capital allocator: it directly manages investment vehicles while also selecting and overseeing third‑party advisers. Its advisory activities include portfolio management for investment companies and the selection of other advisers, indicating a multi‑manager or sub‑adviser governance role alongside direct portfolio management. Hartford Funds carries out commodity pool operator (CPO) and commodity trading adviser (CTA) activities. That regulatory footprint suggests the firm uses derivatives and futures-based strategies as part of its toolkit and is structured to sponsor or manage pooled investment vehicles. The firm charges fees as a percentage of assets under management and serves a small number of large institutional clients rather than a broad retail base. Hartford Funds is not identified as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • VERNON MEYER

    Managing Director, Chief Investment OfficerCRD 2416119

  • GREGORY FROST

    CFOCRD 2864924

  • AMY FURLONG

    Chief Financial OfficerCRD 4835814

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Contacts

1 of 1
  • WALTER GARGER

    General CounselCRD 4753411

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

WAYNE, PA

DELAWARE

Location

WAYNE, PA

Headquartered in WAYNE, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
DELAWARE
Address
690 Lee Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth