Harraden Circle Investments, LLC

RIASEC RegisteredEst. 2025
Total AUM
$563M
Discretionary
$563M
100% of AUM
Avg account
$51.2M
Accounts
11
Employees
9
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
310227
Registered since
July 25, 2025
Custodians
CLEAR STREET LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles99.57%
  • Corporations / Businesses0.43%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Harraden Circle Investments, LLC is an SEC-registered investment adviser organized as an LLC and classified as a hedge fund adviser. The firm targets institutional clients and provides portfolio management for pooled investment vehicles as well as for businesses and other institutions. It acts in sponsor/GP and managing-member roles for pooled vehicles and charges a combination of percentage-of-AUM and performance-based fees. The adviser is not presented as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 69%, Cash & Cash Equivalents 31%69%
  • Exchange Traded Equities69%
  • Cash & Cash Equivalents31%

Owners & executives

2 of 2
  • George Roeck

    Chief Operating OfficerCRD 4411063

  • David Mogilensky

    Chief Financial OfficerCRD 5554992

Contacts

1 of 1
  • Frederick Fortmiller Jr

    CRD 7279838

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
885 3rd Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth