Harraden Circle Investments, LLC

RIASEC RegisteredEst. 2025
Total AUM
$563M
Discretionary
$563M
100% of AUM
Avg account
$51.2M
Accounts
11
Employees
9
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
310227
Registered since
July 25, 2025
Custodians
CLEAR STREET LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles99.57%
  • Corporations / Businesses0.43%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Harraden Circle Investments, LLC is an SEC-registered hedge fund organized as a limited liability company and registered in 2025. The firm is individually owned and serves an institutional client base. Its mandate centers on portfolio management for pooled investment vehicles and for businesses or institutional clients; it also acts as sponsor, general partner and managing member for pooled vehicles. Fee arrangements combine a percentage-of-AUM component with performance-based fees. Harraden Circle does not position itself as a capital allocator and it does not emphasize ESG investing.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 69%, Cash & Cash Equivalents 31%69%
  • Exchange Traded Equities69%
  • Cash & Cash Equivalents31%

Owners & executives

2 of 2
  • George Roeck

    Chief Operating OfficerCRD 4411063

  • David Mogilensky

    Chief Financial OfficerCRD 5554992

Contacts

1 of 1
  • Frederick Fortmiller Jr

    CRD 7279838

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
885 3rd Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth