Harman Investment Advisors

RIASEC Registered
Total AUM
$3M
Discretionary
$3M
100% of AUM
Avg account
$370K
Accounts
8
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
122641
Custodians
ROBERT W. BAIRD & CO. INCORPORATED
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Harman Investment Advisors is an independent registered investment adviser organized as a corporation and owned by an individual. The firm serves a client base of individuals and families, providing portfolio management for both personal and small-business clients as well as for businesses or institutions. Its adviser compensation is fee-based, charged as a percentage of assets under management. According to regulatory filings the firm does not position itself as a capital allocator, is not an active ESG investor, and does not act as a pension consultant or related adviser.

Assets & Accounts

Public Holdings

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 85%, Cash & Cash Equivalents 15%85%
  • Exchange Traded Equities85%
  • Cash & Cash Equivalents15%

Contacts

1 of 1
  • Douglas Harman

    Douglas Harman

    Equity Investment ManagementCRD 716230

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth