Harbour Investment Management L.L.C.

RIASEC RegisteredEst. 1991
Total AUM
$382M
Discretionary
$365M
96% of AUM
Avg account
$774K
Accounts
493
Employees
6
Advisory reps
5

Firm details

Headquarters
Edmonds, Washington
CRD number
111166
Registered since
July 24, 1991
Website
harbourinvest.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI70.47%
  • Charitable Organizations15.19%
  • Individuals12.68%
  • Pension & Profit Sharing Plans1.61%
  • Corporations / Businesses0.06%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Harbour Investment Management L.L.C. is an independent registered investment adviser operating since 1991 that serves both individual/family and institutional clients. The firm offers financial planning and portfolio management for individuals, small businesses, and institutional clients. Its fee arrangements include asset-based fees, hourly charges, and fixed-fee engagements. Harbour is not an active ESG investor, does not describe itself as a multi-state adviser, and is not positioned as a pension consultant or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 48%, Exchange Traded Equities 37%, US Government Bonds 11%, Non-Exchange Traded Equities 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Cash & Cash Equivalents 1%, Other 1%48%
  • Public Funds/Mutual Funds48%
  • Exchange Traded Equities37%
  • US Government Bonds11%
  • Non-Exchange Traded Equities1%
  • State & Local Bonds1%

Owners & executives

1 of 1
  • Aalok Shah

    Aalok Shah

    Chief Financial OfficerCRD 3244464

Contacts

3 of 4
  • Carrie Hepburn

    Carrie Hepburn

    ​Retirement Plan SpecialistCRD 6669044

  • Michael Gill-more

    Michael Gill-more

    Associate Portfolio ManagerCRD 3268408

  • Alvin Kwak

    Alvin Kwak

    Portfolio Management AssociateCRD 8069669

Unlock 1 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 51

Active vs passive

$79.2M in ETFs

Passive

50%

$39.2M

Active

37%

$40M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD ULTRA-SHORT BOND ETF (VUSB)VanguardActiveUltrashort Bond$11.8M236,58714.86%
Unlock additional holdings →

Location

Primary office

Edmonds, WA

Snohomish

Location

Edmonds, WA

Headquartered in Edmonds, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
Snohomish
Address
152 3rd Ave S
Time zone
PT (UTC-8)
Office locations

Similar firms

Sage Advisors, LLC

RIA

Edmonds, WA

AUM $575MTEAM 11REPS 6

TFS Advisors, LLC

RIA

Edmonds, WA

AUM $161MTEAM 3REPS 2

Pacific Sage Partners, LLC

RIA

Edmonds, WA

AUM $986MTEAM 8REPS 4

Zevenbergen Capital Investments LLC

RIA

Edmonds, WA

AUM $4.6BTEAM 24REPS 15

Van Ray Wealth Management

RIA

Edmonds, WA

AUM $14MTEAM 1REPS 2

Quantca Financial

RIA

Edmonds, WA

AUM $10.4KTEAM 2REPS 2
More RIAs in Edmonds →All Washington RIAs →