HARBOUR INVESTMENT MANAGEMENT L.L.C.

RIASEC RegisteredEst. 1991

Total AUM

$382M

Discretionary

$365M

96% of AUM

Avg account

$774K

Accounts

493

Employees

Advisory reps

Firm details

Headquarters: EDMONDS, Washington
CRD number: 111166
Registered since: July 24, 1991
Website: harbourinvest.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI70.47%
Charitable Organizations15.19%
Individuals12.68%
Pension & Profit Sharing Plans1.61%
Corporations / Businesses0.06%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Harbour Investment Management L.L.C. is an independent registered investment adviser that has been operating since the early 1990s. The firm serves both individual and institutional clients, delivering financial planning and discretionary portfolio management for individuals, small businesses and institutions. Fee arrangements are flexible and include percentage-of-AUM billing as well as hourly and fixed-fee engagements, which supports both ongoing advisory relationships and one-off planning work. Investment activity centers on public markets—a mix of individual equities, exchange-traded funds and mutual funds—supplemented by allocations to third-party alternative managers. Harbour appears to manage client assets with a predominantly discretionary mandate, using mutual funds and public ETFs as the primary implementation vehicles while selectively accessing hedge fund and real estate strategies through external managers.