Harbor Light Planning

RIASEC RegisteredEst. 2026
Total AUM
$111M
Discretionary
$111M
100% of AUM
Avg account
$354K
Accounts
314
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
129022
Registered since
May 29, 2026
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI92.51%
  • Individuals7.49%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Harbor Light Planning is an independent, owner-operated registered investment adviser structured as an LLC that serves individual and family clients. The firm focuses on financial planning and discretionary portfolio management for individuals and small-business owners. Its fee model mixes AUM-based fees with hourly and fixed-fee arrangements, suggesting flexibility for both ongoing investment management and standalone planning engagements. Harbor Light is not positioned as a capital allocator or as an active ESG investor, and it appears to run a single-adviser style practice rather than a multi-state or related-adviser network.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 77%, US Government Bonds 13%, Cash & Cash Equivalents 7%, Exchange Traded Equities 3%77%
  • Public Funds/Mutual Funds77%
  • US Government Bonds13%
  • Cash & Cash Equivalents7%
  • Exchange Traded Equities3%

Contacts

1 of 1
  • Jarryd Smith

    Jarryd Smith

    Managing Partner, Senior Financial PlannerCRD 7404962

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth