Happiness in Retirement
Firm details
- Headquarters
- Schenectady, New York
- CRD number
- 159052
- Registered since
- June 5, 2014
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI71.06%
- Individuals28.94%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Happiness in Retirement is an independent, SEC-registered RIA organized as an LLC and founded in 2014. The firm serves individual and family clients, operating on both percentage-of-AUM and fixed-fee arrangements. Its advisory work centers on comprehensive financial planning, discretionary portfolio management for individuals and small businesses, and investor education through seminars and workshops. The firm does not identify as an active ESG investor, is not structured as a capital allocator, and does not present itself as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities88%
- Public Funds/Mutual Funds8%
- Cash & Cash Equivalents2%
- US Government Bonds1%
- Other1%
Contacts
3 of 6
Ann Arceo
Operations Manager & ParaplannerCRD 5869801
Jeremy Scher
Portfolio ManagerCRD 7063538
Hermes Del-sette, Iii
PresidentCRD 3098267
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 39Active vs passive
$151M in ETFs
89%
$134M
10%
$17.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ALPS INTERNATIONAL SECTOR DIVIDEND DOGS ETF (IDOG) | ALPS | Passive | Foreign Large Value | $18.6M | 450,638 | 12.28% |
Location
Schenectady, NY
Schenectady
Location
Schenectady, NY
Headquartered in Schenectady, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.
- Metro area
- Albany-Schenectady, NY
- Region
- Northeast
- County
- Schenectady
- Address
- 1332 Union St
- Time zone
- ET (UTC-5)
- Office locations
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