HANSEN & ASSOCIATES FINANCIAL GROUP INC.

RIASEC RegisteredEst. 2021
Total AUM
$202M
Discretionary
$202M
100% of AUM
Avg account
$189K
Accounts
1,071
Employees
4
Advisory reps
4

Firm details

Headquarters
ROSEVILLE, California
CRD number
168363
Registered since
October 29, 2021
Custodians
LPL FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals60.28%
  • HNWI39.51%
  • Charitable Organizations0.21%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Hansen & Associates Financial Group Inc. is an independent, SEC-registered registered investment adviser that began its SEC registration in 2021 and is owned by an individual. The firm serves both individual and family clients as well as institutional mandates and positions itself as an allocator of client capital, including selecting third‑party managers. Its advisory practice centers on financial planning, portfolio management for individuals and small businesses, and the selection of other advisers. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. The firm does not identify as an active ESG investor and lists affiliations with another investment adviser and an insurance company.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 90%, Cash & Cash Equivalents 10%90%
  • Exchange Traded Equities90%
  • Cash & Cash Equivalents10%

Contacts

3 of 4
  • WALLACE DARLING

    Managing PartnerCRD 2612768

  • NICKIE DALLY

    Investment Advisor RepresentativeCRD 4738406

  • MARK HANSEN

    President, Co-FounderCRD 2019098

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 45

Active vs passive

$238M in ETFs

Passive

60%

$143M

Active

40%

$95M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES 0-1 YEAR TREASURY BOND ETF (SHV)BlackRockPassiveUltrashort Bond$52.3M474,88721.96%

Location

Primary office

ROSEVILLE, CA

PLACER

Location

ROSEVILLE, CA

Headquartered in ROSEVILLE, CA, anchoring the Sacramento-Roseville, CA metro in the West.

Metro area
Sacramento-Roseville, CA
Region
West
County
PLACER
Address
2271 Lava Ridge Ct
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth